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Marianne Rafferty

ZANBATO ADVISORS LLC·MOUNTAIN VIEW, California
SIE, Series 7, Series 14, Series 24, Series 63, Series 99TOClean recordZANBATO ADVISORS LLC
715 NORTH SHORELINE BLVD, MOUNTAIN VIEW, CA 94043CRD# 1982973Firm CRD# 311620

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Marianne Rafferty · MOUNTAIN VIEW, CA
Registration
CRD #1982973 · ZANBATO ADVISORS LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 14
Series 24
Series 63
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
ZANBATO ADVISORS LLC
CRD 311620 · SEC 801-130739
AUM
$507M
Regulatory assets under management
Employees
12
25 client accounts
Services offered by ZANBATO ADVISORS LLC
Per Form ADV
Pension consulting
Client types served by the firm
Per Form ADV
Pension & Retirement Plans
View all advisors at ZANBATO ADVISORS LLC →
Introduction

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Frequently Asked Questions

What services does Marianne Rafferty offer?
Marianne Rafferty specializes in Retirement Planning. Contact their office in MOUNTAIN VIEW, California for a consultation.
What are Marianne Rafferty's credentials?
Marianne Rafferty is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Marianne Rafferty located?
Marianne Rafferty is based in MOUNTAIN VIEW, California, working with ZANBATO ADVISORS LLC. Their office serves clients in the MOUNTAIN VIEW metropolitan area and surrounding communities.
How does Marianne Rafferty charge for services?
Marianne Rafferty's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ZANBATO ADVISORS LLC?
ZANBATO ADVISORS LLC has approximately 12 employees and manages $507M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at ZANBATO ADVISORS LLC

Knut Nicolai Sand
MOUNTAIN VIEW, CA
Gregory Lance Wright
MOUNTAIN VIEW, CA

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