Unclaimed Profile

Daniel Gregory Stewart

TOPTURN CAPITAL, LLC·MONTEREY, California

Series 7, Series 31, Series 65, Series 66Clean record26 years registeredTOPTURN CAPITAL, LLC

40 RAGSDALE DRIVE, MONTEREY, CA 93940CRD# 3220485Firm CRD# 151464

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Daniel Gregory Stewart · MONTEREY, CA

Registration

CRD #3220485 · TOPTURN CAPITAL, LLC · 26 years registered

Brand Profile

Not yet started

Career History

TOPTURN CAPITAL, LLC

Nov 2009 – present

UBS FINANCIAL SERVICES INC.

May 2005 – Nov 2009

CARMEL, CA

MERRILL LYNCH PIERCE FENNER & SMITH INC.

Sep 1999 – May 2005

FRESNO, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 31

Series 65

Series 66

Registration record

First registered · September 13, 1999

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TOPTURN CAPITAL, LLC

CRD 151464 · SEC 801-70572

AUM

$160M

Regulatory assets under management

Employees

338 client accounts

Services offered by TOPTURN CAPITAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at TOPTURN CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Daniel Gregory Stewart offer?

Daniel Gregory Stewart specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in MONTEREY, California for a consultation.

What are Daniel Gregory Stewart's credentials?

Daniel Gregory Stewart is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Daniel Gregory Stewart located?

Daniel Gregory Stewart is based in MONTEREY, California, working with TOPTURN CAPITAL, LLC. Their office serves clients in the MONTEREY metropolitan area and surrounding communities.

How does Daniel Gregory Stewart charge for services?

Daniel Gregory Stewart's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TOPTURN CAPITAL, LLC?

TOPTURN CAPITAL, LLC has approximately 4 employees and manages $160M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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