Unclaimed Profile

Kenneth Burton Petersen

MONTEREY PRIVATE WEALTH, INC.·MONTEREY, California

Series 7, Series 24, Series 51, Series 6323 years registeredMONTEREY PRIVATE WEALTH, INC.

2340 GARDEN ROAD, MONTEREY, CA 93940CRD# 1678498Firm CRD# 114572

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kenneth Burton Petersen · MONTEREY, CA

Registration

CRD #1678498 · MONTEREY PRIVATE WEALTH, INC. · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MONTEREY PRIVATE WEALTH, INC.

MONTEREY PRIVATE WEALTH, INC.

Oct 2011 – Jan 2021

MONTEREY, CA

PETERSEN & RAMISTELLA, INC.

Jun 2003 – Dec 2011

MONTEREY, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 51

Series 63

Registration record

First registered · June 2, 2003

Years registered · 23

Disclosure History

2005Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

MONTEREY PRIVATE WEALTH, INC.

CRD 114572 · SEC 801-61605

AUM

$1.0B

Regulatory assets under management

Employees

1,967 client accounts

Services offered by MONTEREY PRIVATE WEALTH, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MONTEREY PRIVATE WEALTH, INC. →

Introduction

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Frequently Asked Questions

What services does Kenneth Burton Petersen offer?

Kenneth Burton Petersen specializes in Financial Planning, Investment Management.

What are Kenneth Burton Petersen's credentials?

Kenneth Burton Petersen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kenneth Burton Petersen located?

Kenneth Burton Petersen is based in MONTEREY, California, last registered with MONTEREY PRIVATE WEALTH, INC..

How does Kenneth Burton Petersen charge for services?

Kenneth Burton Petersen's firm is compensated through percentage of aum, hourly charges, subscription fees, other: percentage retirement plan assets under advisement. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MONTEREY PRIVATE WEALTH, INC.?

MONTEREY PRIVATE WEALTH, INC. has approximately 13 employees and manages $1.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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