Unclaimed Profile

Steven Charles Merrell

MONTEREY PRIVATE WEALTH, INC.·MONTEREY, California

Series 3, Series 7, Series 63, Series 65Clean record19 years registeredMONTEREY PRIVATE WEALTH, INC.

2340 GARDEN ROAD, MONTEREY, CA 93940CRD# 1546736Firm CRD# 114572

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven Charles Merrell · MONTEREY, CA

Registration

CRD #1546736 · MONTEREY PRIVATE WEALTH, INC. · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MONTEREY PRIVATE WEALTH, INC.

CREATIVE PLANNING

Apr 2025 – Jun 2026

Monterey, CA

MONTEREY PRIVATE WEALTH, INC.

Apr 2007 – Jun 2025

MONTEREY, CA

Registrations & Exams

FINRA examinations passed

Series 3

Series 7

Series 63

Series 65

Registration record

First registered · April 4, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MONTEREY PRIVATE WEALTH, INC.

CRD 114572 · SEC 801-61605

AUM

$1.0B

Regulatory assets under management

Employees

1,967 client accounts

Services offered by MONTEREY PRIVATE WEALTH, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MONTEREY PRIVATE WEALTH, INC. →

Introduction

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Frequently Asked Questions

What services does Steven Charles Merrell offer?

Steven Charles Merrell specializes in Financial Planning, Investment Management.

What are Steven Charles Merrell's credentials?

Steven Charles Merrell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steven Charles Merrell located?

Steven Charles Merrell is based in MONTEREY, California, last registered with MONTEREY PRIVATE WEALTH, INC..

How does Steven Charles Merrell charge for services?

Steven Charles Merrell's firm is compensated through percentage of aum, hourly charges, subscription fees, other: percentage retirement plan assets under advisement. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MONTEREY PRIVATE WEALTH, INC.?

MONTEREY PRIVATE WEALTH, INC. has approximately 13 employees and manages $1.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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