Unclaimed Profile

Dorothy Janet Hundrieser

RICE FINANCIAL CONSULTING, INC.·LOS GATOS, California

SIE, Series 6, Series 7, Series 63, Series 65Clean record15 years registeredRICE FINANCIAL CONSULTING, INC.

300 E. MAIN STREET, LOS GATOS, CA 95030CRD# 5463414Firm CRD# 170346

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dorothy Janet Hundrieser · LOS GATOS, CA

Registration

CRD #5463414 · RICE FINANCIAL CONSULTING, INC. · 15 years registered

Brand Profile

Not yet started

Career History

RICE FINANCIAL CONSULTING, INC.

Aug 2014 – present

PARK AVENUE SECURITIES LLC

Apr 2011 – Oct 2014

LOS GATOS, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · April 27, 2011

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

RICE FINANCIAL CONSULTING, INC.

CRD 170346 · SEC 801-107140

AUM

$206M

Regulatory assets under management

Employees

337 client accounts

Services offered by RICE FINANCIAL CONSULTING, INC.

Per Form ADV

Security ratings or pricing services

View all advisors at RICE FINANCIAL CONSULTING, INC. →

Introduction

Speak with Dorothy

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Dorothy is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in LOS GATOS?

Browse all registered financial advisors in LOS GATOS, California or claim this profile if it's yours.

Browse LOS GATOS Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Dorothy Janet Hundrieser offer?

Dorothy Janet Hundrieser specializes in Fee-Only Advisory. Contact their office in LOS GATOS, California for a consultation.

What are Dorothy Janet Hundrieser's credentials?

Dorothy Janet Hundrieser is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Dorothy Janet Hundrieser located?

Dorothy Janet Hundrieser is based in LOS GATOS, California, working with RICE FINANCIAL CONSULTING, INC.. Their office serves clients in the LOS GATOS metropolitan area and surrounding communities.

How does Dorothy Janet Hundrieser charge for services?

Dorothy Janet Hundrieser's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RICE FINANCIAL CONSULTING, INC.?

RICE FINANCIAL CONSULTING, INC. has approximately 3 employees and manages $206M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →