Unclaimed Profile

William Alston Scott

WEDBUSH SECURITIES INC.·LOS ANGELES, California

SIE, Series 3, Series 5, Series 7, Series 8, Series 15, Series 24, Series 63, Series 65Clean record29 years registeredWEDBUSH SECURITIES INC.

ATTN: BUSINESS CONDUCT, LOS ANGELES, CA 90017CRD# 727543Firm CRD# 877

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Alston Scott · LOS ANGELES, CA

Registration

CRD #727543 · WEDBUSH SECURITIES INC. · 29 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WEDBUSH SECURITIES INC.

WEDBUSH SECURITIES INC.

Apr 2009 – May 2019

PALM DESERT, CA

WACHOVIA SECURITIES, LLC

Jul 2003 – Mar 2009

PASADENA, CA

PRUDENTIAL SECURITIES INCORPORATED

Jul 1997 – Jul 2003

PASADENA, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 5

Series 7

Series 8

Series 15

Series 24

Series 63

Series 65

Registration record

First registered · July 8, 1997

Years registered · 29

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WEDBUSH SECURITIES INC.

CRD 877 · SEC 801-6358

AUM

$5.7B

Regulatory assets under management

Employees

950

10,099 client accounts

Services offered by WEDBUSH SECURITIES INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at WEDBUSH SECURITIES INC. →

Introduction

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Frequently Asked Questions

What services does William Alston Scott offer?

William Alston Scott specializes in Financial Planning, Investment Management, Wealth Management.

What are William Alston Scott's credentials?

William Alston Scott is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William Alston Scott located?

William Alston Scott is based in LOS ANGELES, California, last registered with WEDBUSH SECURITIES INC..

How does William Alston Scott charge for services?

William Alston Scott's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WEDBUSH SECURITIES INC.?

WEDBUSH SECURITIES INC. has approximately 950 employees and manages $5.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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