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Thomas Dean Mason

MASON & ASSOCIATES, INC.·LOS ANGELES, California
SIE, Series 7, Series 63Clean recordMASON & ASSOCIATES, INC.
7474 NORTH FIGUEROA STREET, LOS ANGELES, CA 90041CRD# 6448618Firm CRD# 141303

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Dean Mason · LOS ANGELES, CA
Registration
CRD #6448618 · MASON & ASSOCIATES, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
MASON & ASSOCIATES, INC.
CRD 141303 · SEC 801-67068
AUM
$540M
Regulatory assets under management
Employees
7
1,717 client accounts
Services offered by MASON & ASSOCIATES, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at MASON & ASSOCIATES, INC. →
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Frequently Asked Questions

What services does Thomas Dean Mason offer?
Thomas Dean Mason specializes in Financial Planning, Investment Management. Contact their office in LOS ANGELES, California for a consultation.
What are Thomas Dean Mason's credentials?
Thomas Dean Mason is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Dean Mason located?
Thomas Dean Mason is based in LOS ANGELES, California, working with MASON & ASSOCIATES, INC.. Their office serves clients in the LOS ANGELES metropolitan area and surrounding communities.
How does Thomas Dean Mason charge for services?
Thomas Dean Mason's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MASON & ASSOCIATES, INC.?
MASON & ASSOCIATES, INC. has approximately 7 employees and manages $540M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at MASON & ASSOCIATES, INC.

Charles William Mason
LOS ANGELES, CA
CFP
Brent Markey Mason
LOS ANGELES, CA
Sun Mi Shim
LOS ANGELES, CA
CFP

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Research
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