Unclaimed Profile

Brent Markey Mason

MASON & ASSOCIATES, INC.·LOS ANGELES, California

SIE, Series 6, Series 7, Series 63, Series 6519 years registeredMASON & ASSOCIATES, INC.

7474 NORTH FIGUEROA STREET, LOS ANGELES, CA 90041CRD# 4046662Firm CRD# 141303

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brent Markey Mason · LOS ANGELES, CA

Registration

CRD #4046662 · MASON & ASSOCIATES, INC. · 19 years registered

Brand Profile

Not yet started

Career History

MASON & ASSOCIATES, INC.

Jan 2007 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · January 1, 2007

Years registered · 19

Disclosure History

2013Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

MASON & ASSOCIATES, INC.

CRD 141303 · SEC 801-67068

AUM

$540M

Regulatory assets under management

Employees

1,717 client accounts

Services offered by MASON & ASSOCIATES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MASON & ASSOCIATES, INC. →

Introduction

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Frequently Asked Questions

What services does Brent Markey Mason offer?

Brent Markey Mason specializes in Financial Planning, Investment Management. Contact their office in LOS ANGELES, California for a consultation.

What are Brent Markey Mason's credentials?

Brent Markey Mason is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brent Markey Mason located?

Brent Markey Mason is based in LOS ANGELES, California, working with MASON & ASSOCIATES, INC.. Their office serves clients in the LOS ANGELES metropolitan area and surrounding communities.

How does Brent Markey Mason charge for services?

Brent Markey Mason's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MASON & ASSOCIATES, INC.?

MASON & ASSOCIATES, INC. has approximately 7 employees and manages $540M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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