Unclaimed Profile

Charles William Mason

MASON & ASSOCIATES, INC.·LOS ANGELES, California

SIE, Series 1, Series 7TO, Series 63CFPClean record29 years registeredMASON & ASSOCIATES, INC.

7474 NORTH FIGUEROA STREET, LOS ANGELES, CA 90041CRD# 322180Firm CRD# 141303

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charles William Mason · LOS ANGELES, CA

Registration

CRD #322180 · MASON & ASSOCIATES, INC. · 29 years registered

Brand Profile

Not yet started

Career History

MASON & ASSOCIATES, INC.

Jan 2022 – present

MASON & ASSOCIATES, INC.

Nov 2006 – Dec 2015

LOS ANGELES, CA

TRANSAMERICA FINANCIAL ADVISORS, INC.

Jul 1997 – Nov 2006

LOS ANGELES, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 7TO

Series 63

Registration record

First registered · July 8, 1997

Years registered · 29

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MASON & ASSOCIATES, INC.

CRD 141303 · SEC 801-67068

AUM

$540M

Regulatory assets under management

Employees

1,717 client accounts

Services offered by MASON & ASSOCIATES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MASON & ASSOCIATES, INC. →

Introduction

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Frequently Asked Questions

What services does Charles William Mason offer?

Charles William Mason specializes in Financial Planning, Investment Management. Contact their office in LOS ANGELES, California for a consultation.

What are Charles William Mason's credentials?

Charles William Mason holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Charles William Mason located?

Charles William Mason is based in LOS ANGELES, California, working with MASON & ASSOCIATES, INC.. Their office serves clients in the LOS ANGELES metropolitan area and surrounding communities.

How does Charles William Mason charge for services?

Charles William Mason's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MASON & ASSOCIATES, INC.?

MASON & ASSOCIATES, INC. has approximately 7 employees and manages $540M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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