Unclaimed Profile

Steven Marc Short

UNIONBANC INVESTMENT SERVICES, LLC·LOS ANGELES, California

UNIONBANC INVESTMENT SERVICES, LLC

445 SOUTH FIGUEROA STREET, LOS ANGELES, CA 90071CRD# 4205492Firm CRD# 14455

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven Marc Short · LOS ANGELES, CA

Registration

CRD #4205492 · UNIONBANC INVESTMENT SERVICES, LLC

Brand Profile

Not yet started

Disclosure history

6 disclosures on file · See FINRA BrokerCheck for full record

About

Steven Marc Short is a registered financial advisor based in LOS ANGELES, California, affiliated with UNIONBANC INVESTMENT SERVICES, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Wealth Management

Fee-Only Advisory

Client Types

Individuals

Introduction

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Firm Overview

Firm

U.S. BANCORP ADVISORS, LLC

AUM

$1.4B

Regulatory assets under management

Employees

238

Total firm employees

View all advisors at U.S. BANCORP ADVISORS, LLC →

Services

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Regulatory

SEC/IARD CRD# 4205492

Firm CRD# 14455

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Steven Marc Short offer?

Steven Marc Short specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in LOS ANGELES, California for a consultation.

What are Steven Marc Short's credentials?

Steven Marc Short is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steven Marc Short located?

Steven Marc Short is based in LOS ANGELES, California, working with UNIONBANC INVESTMENT SERVICES, LLC. Their office serves clients in the LOS ANGELES metropolitan area and surrounding communities.

How does Steven Marc Short charge for services?

Steven Marc Short's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is UNIONBANC INVESTMENT SERVICES, LLC?

UNIONBANC INVESTMENT SERVICES, LLC has approximately 238 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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