Unclaimed Profile

Steven Marc Short

UNIONBANC INVESTMENT SERVICES, LLC·LOS ANGELES, California

SIE, Series 7, Series 24, Series 66Clean record21 years registeredUNIONBANC INVESTMENT SERVICES, LLC

445 SOUTH FIGUEROA STREET, LOS ANGELES, CA 90071CRD# 4205492Firm CRD# 14455

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven Marc Short · LOS ANGELES, CA

Registration

CRD #4205492 · UNIONBANC INVESTMENT SERVICES, LLC · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: UNIONBANC INVESTMENT SERVICES, LLC

CETERA INVESTMENT ADVISERS LLC

Oct 2018 – Dec 2020

OKLAHOMA CITY, OK

THE HUNTINGTON INVESTMENT COMPANY

Jul 2012 – Sep 2016

COLUMBUS, OH

UNIONBANC INVESTMENT SERVICES, LLC

May 2007 – Apr 2012

LOS ANGELES, CA

U.S. BANCORP INVESTMENTS, INC.

May 2005 – Jul 2006

CINCINNATI, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Registration record

First registered · May 24, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

U.S. BANCORP ADVISORS, LLC

CRD 14455 · SEC 801-70084

AUM

$1.4B

Regulatory assets under management

Employees

238

3,901 client accounts

Services offered by U.S. BANCORP ADVISORS, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at U.S. BANCORP ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Steven Marc Short offer?

Steven Marc Short specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Steven Marc Short's credentials?

Steven Marc Short is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steven Marc Short located?

Steven Marc Short is based in LOS ANGELES, California, last registered with UNIONBANC INVESTMENT SERVICES, LLC.

How does Steven Marc Short charge for services?

Steven Marc Short's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is UNIONBANC INVESTMENT SERVICES, LLC?

UNIONBANC INVESTMENT SERVICES, LLC has approximately 238 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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