Unclaimed Profile

Jeffrey Howard Katz

UNIONBANC INVESTMENT SERVICES, LLC·LOS ANGELES, California

Series 7, Series 24, Series 53, Series 63, Series 65Clean record12 years registeredUNIONBANC INVESTMENT SERVICES, LLC

445 SOUTH FIGUEROA STREET, LOS ANGELES, CA 90071CRD# 1850619Firm CRD# 14455

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jeffrey Howard Katz · LOS ANGELES, CA

Registration

CRD #1850619 · UNIONBANC INVESTMENT SERVICES, LLC · 12 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: UNIONBANC INVESTMENT SERVICES, LLC

MERCER GLOBAL ADVISORS INC.

Aug 2014 – May 2025

Woodland Hills, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 53

Series 63

Series 65

Registration record

First registered · August 7, 2014

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

U.S. BANCORP ADVISORS, LLC

CRD 14455 · SEC 801-70084

AUM

$1.4B

Regulatory assets under management

Employees

238

3,901 client accounts

Services offered by U.S. BANCORP ADVISORS, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at U.S. BANCORP ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Jeffrey Howard Katz offer?

Jeffrey Howard Katz specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Jeffrey Howard Katz's credentials?

Jeffrey Howard Katz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jeffrey Howard Katz located?

Jeffrey Howard Katz is based in LOS ANGELES, California, last registered with UNIONBANC INVESTMENT SERVICES, LLC.

How does Jeffrey Howard Katz charge for services?

Jeffrey Howard Katz's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is UNIONBANC INVESTMENT SERVICES, LLC?

UNIONBANC INVESTMENT SERVICES, LLC has approximately 238 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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