Unclaimed Profile

Richard Anthony Lanni

WEDBUSH SECURITIES INC.·LOS ANGELES, California

SIE, Series 1, Series 4, Series 40, Series 63, Series 6519 years registeredWEDBUSH SECURITIES INC.

ATTN: BUSINESS CONDUCT, LOS ANGELES, CA 90017CRD# 302249Firm CRD# 877

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Anthony Lanni · LOS ANGELES, CA

Registration

CRD #302249 · WEDBUSH SECURITIES INC. · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WEDBUSH SECURITIES INC.

WEDBUSH SECURITIES INC.

Nov 2006 – Jul 2015

NEWPORT BEACH, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 4

Series 40

Series 63

Series 65

Registration record

First registered · November 3, 2006

Years registered · 19

Disclosure History

2011Regulatory·Final

1991Regulatory·Final

1981Regulatory·Final

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

WEDBUSH SECURITIES INC.

CRD 877 · SEC 801-6358

AUM

$5.7B

Regulatory assets under management

Employees

950

10,099 client accounts

Services offered by WEDBUSH SECURITIES INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at WEDBUSH SECURITIES INC. →

Introduction

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Frequently Asked Questions

What services does Richard Anthony Lanni offer?

Richard Anthony Lanni specializes in Financial Planning, Investment Management, Wealth Management.

What are Richard Anthony Lanni's credentials?

Richard Anthony Lanni is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Anthony Lanni located?

Richard Anthony Lanni is based in LOS ANGELES, California, last registered with WEDBUSH SECURITIES INC..

How does Richard Anthony Lanni charge for services?

Richard Anthony Lanni's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WEDBUSH SECURITIES INC.?

WEDBUSH SECURITIES INC. has approximately 950 employees and manages $5.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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