Unclaimed Profile

Peter Frank Heilbron

TRACE WEALTH ADVISORS, LLC·LOS ANGELES, California

Series 7, Series 63, Series 6520 years registeredTRACE WEALTH ADVISORS, LLC

1900 AVENUE OF THE STARS, LOS ANGELES, CA 90067CRD# 5102751Firm CRD# 317542

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Peter Frank Heilbron · LOS ANGELES, CA

Registration

CRD #5102751 · TRACE WEALTH ADVISORS, LLC · 20 years registered

Brand Profile

Not yet started

Career History

TRACE WEALTH ADVISORS

Jan 2022 – present

LPL FINANCIAL LLC

Apr 2019 – Jan 2022

SHERMAN OAKS, CA

RBC CAPITAL MARKETS, LLC

Mar 2009 – Jun 2013

BEVERLY HILLS, CA

CITIGROUP GLOBAL MARKETS INC.

May 2006 – Apr 2009

LOS ANGELES, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · May 2, 2006

Years registered · 20

Disclosure History

2013Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

TRACE WEALTH ADVISORS, LLC

CRD 317542 · SEC 801-122954

AUM

$248M

Regulatory assets under management

Employees

111 client accounts

Services offered by TRACE WEALTH ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at TRACE WEALTH ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Peter Frank Heilbron offer?

Peter Frank Heilbron specializes in Financial Planning, Investment Management. Contact their office in LOS ANGELES, California for a consultation.

What are Peter Frank Heilbron's credentials?

Peter Frank Heilbron is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Peter Frank Heilbron located?

Peter Frank Heilbron is based in LOS ANGELES, California, working with TRACE WEALTH ADVISORS, LLC. Their office serves clients in the LOS ANGELES metropolitan area and surrounding communities.

How does Peter Frank Heilbron charge for services?

Peter Frank Heilbron's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TRACE WEALTH ADVISORS, LLC?

TRACE WEALTH ADVISORS, LLC has approximately 1 employees and manages $248M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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