Unclaimed Profile

Matthew Philip O'connor

AMERICAN FUNDS DISTRIBUTORS, INC.·LOS ANGELES, California

SIE, Series 6, Series 7, Series 24, Series 26, Series 63, Series 65CFAClean record24 years registeredAMERICAN FUNDS DISTRIBUTORS, INC.

333 SOUTH HOPE STREET, LOS ANGELES, CA 90071-1406CRD# 2427203Firm CRD# 6247

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Matthew Philip O'connor · LOS ANGELES, CA

Registration

CRD #2427203 · AMERICAN FUNDS DISTRIBUTORS, INC. · 24 years registered

Brand Profile

Not yet started

Career History

CAPITAL CLIENT GROUP, INC.

Apr 2013 – present

CAPITAL CLIENT GROUP, INC.

Dec 2008 – present

PUTNAM INVESTMENT MANAGEMENT, LLC

Mar 2008 – Nov 2008

BOSTON, MA

PUTNAM INVESTMENT MANAGEMENT, LLC

Jan 2002 – Feb 2008

BOSTON, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 26

Series 63

Series 65

Registration record

First registered · January 1, 2002

Years registered · 24

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CAPITAL CLIENT GROUP, INC.

CRD 6247 · SEC 801-77946

Employees

852

Total firm employees

Services offered by CAPITAL CLIENT GROUP, INC.

Per Form ADV

Other

View all advisors at CAPITAL CLIENT GROUP, INC. →

Introduction

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Frequently Asked Questions

What services does Matthew Philip O'connor offer?

Matthew Philip O'connor is a registered financial advisor in LOS ANGELES, California. Contact their office for details on services offered.

What are Matthew Philip O'connor's credentials?

Matthew Philip O'connor holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Matthew Philip O'connor located?

Matthew Philip O'connor is based in LOS ANGELES, California, working with AMERICAN FUNDS DISTRIBUTORS, INC.. Their office serves clients in the LOS ANGELES metropolitan area and surrounding communities.

How does Matthew Philip O'connor charge for services?

Matthew Philip O'connor's firm is compensated through other: as agreed upon in a manner that covers registrant's costs. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AMERICAN FUNDS DISTRIBUTORS, INC.?

AMERICAN FUNDS DISTRIBUTORS, INC. has approximately 852 employees. The firm is registered with the SEC as an investment adviser.

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