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David Douglas Charlton

AMERICAN FUNDS DISTRIBUTORS, INC.·LOS ANGELES, California
SIE, Series 6, Series 26Clean recordAMERICAN FUNDS DISTRIBUTORS, INC.
333 SOUTH HOPE STREET, LOS ANGELES, CA 90071CRD# 4445392Firm CRD# 6247

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
David Douglas Charlton · LOS ANGELES, CA
Registration
CRD #4445392 · AMERICAN FUNDS DISTRIBUTORS, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 26
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
CAPITAL CLIENT GROUP, INC.
CRD 6247 · SEC 801-77946
Employees
852
Total firm employees
Services offered by CAPITAL CLIENT GROUP, INC.
Per Form ADV
Other
View all advisors at CAPITAL CLIENT GROUP, INC. →
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Frequently Asked Questions

What services does David Douglas Charlton offer?
David Douglas Charlton is a registered financial advisor in LOS ANGELES, California. Contact their office for details on services offered.
What are David Douglas Charlton's credentials?
David Douglas Charlton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David Douglas Charlton located?
David Douglas Charlton is based in LOS ANGELES, California, working with AMERICAN FUNDS DISTRIBUTORS, INC.. Their office serves clients in the LOS ANGELES metropolitan area and surrounding communities.
How does David Douglas Charlton charge for services?
David Douglas Charlton's firm is compensated through other: as agreed upon in a manner that covers registrant's costs. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is AMERICAN FUNDS DISTRIBUTORS, INC.?
AMERICAN FUNDS DISTRIBUTORS, INC. has approximately 852 employees. The firm is registered with the SEC as an investment adviser.
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William Carlton Anderson
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