Unclaimed Profile

Lorenzo Daniel Esparza

MANHATTAN WEST ASSET MANAGEMENT, LLC·LOS ANGELES, California

SIE, Series 3, Series 7, Series 9, Series 10, Series 31, Series 66Clean record18 years registeredMANHATTAN WEST ASSET MANAGEMENT, LLC

1999 AVENUE OF THE STARS, LOS ANGELES, CA 90067CRD# 5387378Firm CRD# 283630

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lorenzo Daniel Esparza · LOS ANGELES, CA

Registration

CRD #5387378 · MANHATTAN WEST ASSET MANAGEMENT, LLC · 18 years registered

Brand Profile

Not yet started

Career History

MANHATTAN WEST ASSET MANAGEMENT, LLC

Jun 2016 – present

J.P. MORGAN SECURITIES LLC

Dec 2011 – Jun 2016

LOS ANGELES, CA

RBC CAPITAL MARKETS, LLC

May 2009 – Dec 2011

BEVERLY HILLS, CA

ALLIANCEBERNSTEIN L.P.

Sep 2007 – May 2009

LOS ANGELES, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 9

Series 10

Series 31

Series 66

Registration record

First registered · September 5, 2007

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MANHATTAN WEST ASSET MANAGEMENT, LLC

CRD 283630 · SEC 801-107862

AUM

$1.0B

Regulatory assets under management

Employees

991 client accounts

Services offered by MANHATTAN WEST ASSET MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at MANHATTAN WEST ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Lorenzo Daniel Esparza offer?

Lorenzo Daniel Esparza specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in LOS ANGELES, California for a consultation.

What are Lorenzo Daniel Esparza's credentials?

Lorenzo Daniel Esparza is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Lorenzo Daniel Esparza located?

Lorenzo Daniel Esparza is based in LOS ANGELES, California, working with MANHATTAN WEST ASSET MANAGEMENT, LLC. Their office serves clients in the LOS ANGELES metropolitan area and surrounding communities.

How does Lorenzo Daniel Esparza charge for services?

Lorenzo Daniel Esparza's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MANHATTAN WEST ASSET MANAGEMENT, LLC?

MANHATTAN WEST ASSET MANAGEMENT, LLC has approximately 34 employees and manages $1.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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