Unclaimed Profile

Kate Elizabeth Kurz

MANHATTAN WEST ASSET MANAGEMENT, LLC·LOS ANGELES, California

SIE, Series 7, Series 63, Series 66Clean record18 years registeredMANHATTAN WEST ASSET MANAGEMENT, LLC

1999 AVENUE OF THE STARS, LOS ANGELES, CA 90067CRD# 4594608Firm CRD# 283630

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kate Elizabeth Kurz · LOS ANGELES, CA

Registration

CRD #4594608 · MANHATTAN WEST ASSET MANAGEMENT, LLC · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MANHATTAN WEST ASSET MANAGEMENT, LLC

MANHATTAN WEST ASSET MANAGEMENT, LLC

Jun 2016 – Dec 2025

LOS ANGELES, CA

J.P. MORGAN SECURITIES LLC

Dec 2011 – Jun 2016

LOS ANGELES, CA

RBC CAPITAL MARKETS, LLC

Jun 2009 – Dec 2011

BEVERLY HILLS, CA

DEUTSCHE BANK SECURITIES INC.

Mar 2008 – Jun 2009

LOS ANGELES, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 66

Registration record

First registered · March 24, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MANHATTAN WEST ASSET MANAGEMENT, LLC

CRD 283630 · SEC 801-107862

AUM

$1.0B

Regulatory assets under management

Employees

991 client accounts

Services offered by MANHATTAN WEST ASSET MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at MANHATTAN WEST ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Kate Elizabeth Kurz offer?

Kate Elizabeth Kurz specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are Kate Elizabeth Kurz's credentials?

Kate Elizabeth Kurz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kate Elizabeth Kurz located?

Kate Elizabeth Kurz is based in LOS ANGELES, California, last registered with MANHATTAN WEST ASSET MANAGEMENT, LLC.

How does Kate Elizabeth Kurz charge for services?

Kate Elizabeth Kurz's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MANHATTAN WEST ASSET MANAGEMENT, LLC?

MANHATTAN WEST ASSET MANAGEMENT, LLC has approximately 34 employees and manages $1.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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