Unclaimed Profile

Judith Maria Lu

BLUE ZONE WEALTH ADVISORS, LLC·LOS ANGELES, California

Series 7, Series 66Clean record22 years registeredBLUE ZONE WEALTH ADVISORS, LLC

11812 SAN VICENTE BLVD., LOS ANGELES, CA 90049CRD# 4580401Firm CRD# 305943

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Judith Maria Lu · LOS ANGELES, CA

Registration

CRD #4580401 · BLUE ZONE WEALTH ADVISORS, LLC · 22 years registered

Brand Profile

Not yet started

Career History

BLUE ZONE WEALTH ADVISORS, LLC

Dec 2019 – present

MIRACLE MILE ADVISORS, LLC

Jul 2014 – Dec 2019

LOS ANGELES, CA

CITY NATIONAL SECURITIES, INC.

Feb 2014 – Jul 2014

LOS ANGELES, CA

UBS FINANCIAL SERVICES INC.

Jan 2010 – Apr 2010

WEEHAWKEN, NJ

UBS INTERNATIONAL INC.

Dec 2008 – Jan 2010

NEW YORK, NY

UBS INTERNATIONAL INC.

Oct 2003 – Jan 2007

MIAMI, FL

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · October 2, 2003

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BLUE ZONE WEALTH ADVISORS, LLC

CRD 305943 · SEC 801-117548

AUM

$462M

Regulatory assets under management

Employees

414 client accounts

Services offered by BLUE ZONE WEALTH ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BLUE ZONE WEALTH ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Judith Maria Lu offer?

Judith Maria Lu specializes in Financial Planning, Investment Management. Contact their office in LOS ANGELES, California for a consultation.

What are Judith Maria Lu's credentials?

Judith Maria Lu is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Judith Maria Lu located?

Judith Maria Lu is based in LOS ANGELES, California, working with BLUE ZONE WEALTH ADVISORS, LLC. Their office serves clients in the LOS ANGELES metropolitan area and surrounding communities.

How does Judith Maria Lu charge for services?

Judith Maria Lu's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BLUE ZONE WEALTH ADVISORS, LLC?

BLUE ZONE WEALTH ADVISORS, LLC has approximately 5 employees and manages $462M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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