Unclaimed Profile

Ivor Patrick O'keeffe

CITY NATIONAL SECURITIES, INC.·LOS ANGELES, California

SIE, Series 4, Series 7, Series 24, Series 52TO, Series 53, Series 55, Series 57TO, Series 63, Series 65, Series 99TOClean record22 years registeredCITY NATIONAL SECURITIES, INC.

555 SOUTH FLOWER STREET, LOS ANGELES, CA 90071CRD# 2397120Firm CRD# 103705

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ivor Patrick O'keeffe · LOS ANGELES, CA

Registration

CRD #2397120 · CITY NATIONAL SECURITIES, INC. · 22 years registered

Brand Profile

Not yet started

Career History

RBC SECURITIES, INC.

Sep 2024 – present

RBC SECURITIES, INC

Aug 2024 – present

FLAGSTAR ADVISORS, INC.

Oct 2003 – Jul 2024

New York, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 52TO

Series 53

Series 55

Series 57TO

Series 63

Series 65

Series 99TO

Registration record

First registered · October 10, 2003

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CITY NATIONAL SECURITIES, INC.

CRD 103705 · SEC 801-71181

AUM

$1.5B

Regulatory assets under management

Employees

2,126 client accounts

Services offered by CITY NATIONAL SECURITIES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CITY NATIONAL SECURITIES, INC. →

Introduction

Speak with Ivor Patrick

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Ivor Patrick is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in LOS ANGELES?

Browse all registered financial advisors in LOS ANGELES, California or claim this profile if it's yours.

Browse LOS ANGELES Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Ivor Patrick O'keeffe offer?

Ivor Patrick O'keeffe specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LOS ANGELES, California for a consultation.

What are Ivor Patrick O'keeffe's credentials?

Ivor Patrick O'keeffe is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ivor Patrick O'keeffe located?

Ivor Patrick O'keeffe is based in LOS ANGELES, California, working with CITY NATIONAL SECURITIES, INC.. Their office serves clients in the LOS ANGELES metropolitan area and surrounding communities.

How does Ivor Patrick O'keeffe charge for services?

Ivor Patrick O'keeffe's firm is compensated through percentage of aum, other: mutual fund fees, broker fees & transaction fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CITY NATIONAL SECURITIES, INC.?

CITY NATIONAL SECURITIES, INC. has approximately 47 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →