Unclaimed Profile

John Iii Balasz

CITY NATIONAL SECURITIES, INC.·BEVERLY HILLS, California

SIE, Series 6, Series 7, Series 24, Series 26, Series 63, Series 65, Series 66Clean record21 years registeredCITY NATIONAL SECURITIES, INC.

400 N. ROXBURY DRIVE,7TH FLOOR, BEVERLY HILLS, CA 90210CRD# 3238870Firm CRD# 103705

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Iii Balasz · BEVERLY HILLS, CA

Registration

CRD #3238870 · CITY NATIONAL SECURITIES, INC. · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CITY NATIONAL SECURITIES, INC.

CITY NATIONAL SECURITIES, INC.

Apr 2010 – Apr 2017

BEVERLY HILLS, CA

CITY NATIONAL SECURITIES, INC.

Oct 2004 – Jul 2005

BEVERLY HILLS, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 26

Series 63

Series 65

Series 66

Registration record

First registered · October 8, 2004

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CITY NATIONAL SECURITIES, INC.

CRD 103705 · SEC 801-71181

AUM

$1.5B

Regulatory assets under management

Employees

2,126 client accounts

Services offered by CITY NATIONAL SECURITIES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CITY NATIONAL SECURITIES, INC. →

Introduction

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Frequently Asked Questions

What services does John Iii Balasz offer?

John Iii Balasz specializes in Financial Planning, Investment Management, Wealth Management.

What are John Iii Balasz's credentials?

John Iii Balasz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Iii Balasz located?

John Iii Balasz is based in BEVERLY HILLS, California, last registered with CITY NATIONAL SECURITIES, INC..

How does John Iii Balasz charge for services?

John Iii Balasz's firm is compensated through percentage of aum, other: mutual fund fees, broker fees & transaction fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CITY NATIONAL SECURITIES, INC.?

CITY NATIONAL SECURITIES, INC. has approximately 47 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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