Unclaimed Profile

Frank A. Barbera

SALEM PARTNERS ADVISORS, LLC·LOS ANGELES, California

SIE, Series 7TO, Series 63, Series 65Clean record15 years registeredSALEM PARTNERS ADVISORS, LLC

11111 SANTA MONICA BLVD, LOS ANGELES, CA 90025CRD# 5940466Firm CRD# 131359

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Frank A. Barbera · LOS ANGELES, CA

Registration

CRD #5940466 · SALEM PARTNERS ADVISORS, LLC · 15 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SALEM PARTNERS ADVISORS, LLC

ROYAL PALMS CAPITAL, LLC

Feb 2022 – May 2022

ROLLING HILLS EST., CA

FINANCIAL SENSE ADVISORS, INC.

Feb 2021 – Jan 2022

SAN DIEGO, CA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Jun 2019 – Feb 2021

SANTA MONICA, CA

ADVISORS PREFERRED LLC

Mar 2018 – Jul 2019

Los Angeles, CA

SALEM PARTNERS ADVISORS LLC DBA SALEM PARTNERS WEALTH MANAGEMENT

Mar 2016 – Oct 2017

LOS ANGELES, CA

SIERRA INVESTMENT MANAGEMENT INC

Jun 2011 – Oct 2015

SANTA MONICA, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7TO

Series 63

Series 65

Registration record

First registered · June 14, 2011

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SALEM PARTNERS WEALTH MANAGEMENT, LLC

CRD 131359 · SEC 801-63354

AUM

$360M

Regulatory assets under management

Employees

189 client accounts

Services offered by SALEM PARTNERS WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SALEM PARTNERS WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Frank A. Barbera offer?

Frank A. Barbera specializes in Financial Planning, Investment Management, Fee-Only Advisory.

What are Frank A. Barbera's credentials?

Frank A. Barbera is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Frank A. Barbera located?

Frank A. Barbera is based in LOS ANGELES, California, last registered with SALEM PARTNERS ADVISORS, LLC.

How does Frank A. Barbera charge for services?

Frank A. Barbera's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SALEM PARTNERS ADVISORS, LLC?

SALEM PARTNERS ADVISORS, LLC has approximately 8 employees and manages $360M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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