Unclaimed Profile

Stephen Michael Prough

SALEM PARTNERS WEALTH MANAGEMENT, LLC·LOS ANGELES, California

SIE, Series 7, Series 24, Series 63, Series 79TO, Series 99TOClean record1 years registeredSALEM PARTNERS WEALTH MANAGEMENT, LLC

11111 SANTA MONICA BLVD, LOS ANGELES, CA 90025CRD# 2305366Firm CRD# 131359

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Michael Prough · LOS ANGELES, CA

Registration

CRD #2305366 · SALEM PARTNERS WEALTH MANAGEMENT, LLC · 1 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SALEM PARTNERS WEALTH MANAGEMENT, LLC

SALEM PARTNERS WEALTH MANAGEMENT, LLC

Jan 2025 – Jan 2025

LOS ANGELES, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 79TO

Series 99TO

Registration record

First registered · January 17, 2025

Years registered · 1

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SALEM PARTNERS WEALTH MANAGEMENT, LLC

CRD 131359 · SEC 801-63354

AUM

$360M

Regulatory assets under management

Employees

189 client accounts

Services offered by SALEM PARTNERS WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SALEM PARTNERS WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Stephen Michael Prough offer?

Stephen Michael Prough specializes in Financial Planning, Investment Management, Fee-Only Advisory.

What are Stephen Michael Prough's credentials?

Stephen Michael Prough is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Michael Prough located?

Stephen Michael Prough is based in LOS ANGELES, California, last registered with SALEM PARTNERS WEALTH MANAGEMENT, LLC.

How does Stephen Michael Prough charge for services?

Stephen Michael Prough's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SALEM PARTNERS WEALTH MANAGEMENT, LLC?

SALEM PARTNERS WEALTH MANAGEMENT, LLC has approximately 8 employees and manages $360M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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