Unclaimed Profile

Eric Stuart Segall

WEDBUSH SECURITIES INC.·LOS ANGELES, California

SIE, Series 3, Series 4, Series 7, Series 8, Series 9, Series 10, Series 14, Series 24, Series 27, Series 63, Series 79TO, Series 99TOWEDBUSH SECURITIES INC.

ATTN: BUSINESS CONDUCT, LOS ANGELES, CA 90017CRD# 1071881Firm CRD# 877

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Eric Stuart Segall · LOS ANGELES, CA

Registration

CRD #1071881 · WEDBUSH SECURITIES INC.

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 7

Series 8

Series 9

Series 10

Series 14

Series 24

Series 27

Series 63

Series 79TO

Series 99TO

Disclosure History

Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

WEDBUSH SECURITIES INC.

CRD 877 · SEC 801-6358

AUM

$5.7B

Regulatory assets under management

Employees

950

10,099 client accounts

Services offered by WEDBUSH SECURITIES INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

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Introduction

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Frequently Asked Questions

What services does Eric Stuart Segall offer?

Eric Stuart Segall specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LOS ANGELES, California for a consultation.

What are Eric Stuart Segall's credentials?

Eric Stuart Segall is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Eric Stuart Segall located?

Eric Stuart Segall is based in LOS ANGELES, California, working with WEDBUSH SECURITIES INC.. Their office serves clients in the LOS ANGELES metropolitan area and surrounding communities.

How does Eric Stuart Segall charge for services?

Eric Stuart Segall's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WEDBUSH SECURITIES INC.?

WEDBUSH SECURITIES INC. has approximately 950 employees and manages $5.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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