Unclaimed Profile

Kent Katsuo Tanaka

PERENNIAL INVESTMENT ADVISORS, LLC·LOS ANGELES, California

SIE, Series 7, Series 6627 years registeredPERENNIAL INVESTMENT ADVISORS, LLC

11620 WILSHIRE BOULEVARD, LOS ANGELES, CA 90025CRD# 3227376Firm CRD# 286477

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kent Katsuo Tanaka · LOS ANGELES, CA

Registration

CRD #3227376 · PERENNIAL INVESTMENT ADVISORS, LLC · 27 years registered

Brand Profile

Not yet started

Career History

PERENNIAL FINANCIAL SERVICES

Oct 2021 – present

INTEGRATED WEALTH CONCEPTS LLC

Oct 2019 – Oct 2021

Pasadena, CA

LAKE AVENUE FINANCIAL, LLC

Oct 2017 – May 2020

Glendale, CA

AMERIPRISE FINANCIAL SERVICES, INC.

Jul 1999 – Oct 2017

LOS ANGELES, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · July 20, 1999

Years registered · 27

Disclosure History

2008Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

PERENNIAL INVESTMENT ADVISORS, LLC

CRD 286477 · SEC 801-110619

AUM

$1.5B

Regulatory assets under management

Employees

2,590 client accounts

Services offered by PERENNIAL INVESTMENT ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PERENNIAL INVESTMENT ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Kent Katsuo Tanaka offer?

Kent Katsuo Tanaka specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LOS ANGELES, California for a consultation.

What are Kent Katsuo Tanaka's credentials?

Kent Katsuo Tanaka is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kent Katsuo Tanaka located?

Kent Katsuo Tanaka is based in LOS ANGELES, California, working with PERENNIAL INVESTMENT ADVISORS, LLC. Their office serves clients in the LOS ANGELES metropolitan area and surrounding communities.

How does Kent Katsuo Tanaka charge for services?

Kent Katsuo Tanaka's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PERENNIAL INVESTMENT ADVISORS, LLC?

PERENNIAL INVESTMENT ADVISORS, LLC has approximately 34 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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