Unclaimed Profile

Scott William O'brien

WORTHPOINTE, LLC·LA JOLLA, California

Series 7, Series 66Clean record18 years registeredWORTHPOINTE, LLC

888 PROSPECT STREET, LA JOLLA, CA 92037CRD# 1236835Firm CRD# 143996

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Scott William O'brien · LA JOLLA, CA

Registration

CRD #1236835 · WORTHPOINTE, LLC · 18 years registered

Brand Profile

Not yet started

Career History

WORTHPOINTE

Jun 2012 – present

CONSTITUTION WEALTH LLC

Nov 2023 – Dec 2025

AUSTIN, TX

TROVENA, LLC.

Jun 2012 – Dec 2013

REDONDO BEACH, CA

CREATIVE PLANNING

Sep 2009 – May 2012

LEAWOOD, KS

WEALTH MANAGEMENT CONSULTANTS, LLC

Sep 2009 – Jun 2010

OVERLAND PARK, KS

BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Jan 2008 – Jan 2009

GLADSTONE, MO

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · January 15, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WORTHPOINTE, LLC

CRD 143996 · SEC 801-67916

AUM

$758M

Regulatory assets under management

Employees

1,367 client accounts

Services offered by WORTHPOINTE, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WORTHPOINTE, LLC →

Introduction

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Frequently Asked Questions

What services does Scott William O'brien offer?

Scott William O'brien specializes in Financial Planning, Investment Management. Contact their office in LA JOLLA, California for a consultation.

What are Scott William O'brien's credentials?

Scott William O'brien is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Scott William O'brien located?

Scott William O'brien is based in LA JOLLA, California, working with WORTHPOINTE, LLC. Their office serves clients in the LA JOLLA metropolitan area and surrounding communities.

How does Scott William O'brien charge for services?

Scott William O'brien's firm is compensated through percentage of aum, hourly charges, subscription fees, other: sub-adviser fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WORTHPOINTE, LLC?

WORTHPOINTE, LLC has approximately 16 employees and manages $758M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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