Unclaimed Profile

Morgan Holton Smith

WORTHPOINTE, LLC·LA JOLLA, California

Series 7, Series 66Clean record23 years registeredWORTHPOINTE, LLC

888 PROSPECT STREET, LA JOLLA, CA 92037CRD# 4620769Firm CRD# 143996

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Morgan Holton Smith · LA JOLLA, CA

Registration

CRD #4620769 · WORTHPOINTE, LLC · 23 years registered

Brand Profile

Not yet started

Career History

WORTHPOINTE

Aug 2010 – present

CONSTITUTION WEALTH LLC

Apr 2022 – Dec 2025

Coronado, CA

TROVENA, LLC.

Mar 2010 – Dec 2013

SAN DIEGO, CA

BURNS ADVISORY GROUP

Oct 2007 – Feb 2010

SAN DIEGO, CA

MILLER/RUSSELL & ASSOCIATES, INC.

Jun 2005 – Sep 2007

SAN DIEGO, CA

BANC OF AMERICA INVESTMENT SERVICES, INC.

Aug 2004 – Jun 2005

SAN DIEGO, CA

AMERICAN EXPRESS FINANCIAL ADVISORS, INC.

Feb 2003 – Jul 2004

SAN DIEGO, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · February 24, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WORTHPOINTE, LLC

CRD 143996 · SEC 801-67916

AUM

$758M

Regulatory assets under management

Employees

1,367 client accounts

Services offered by WORTHPOINTE, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WORTHPOINTE, LLC →

Introduction

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Frequently Asked Questions

What services does Morgan Holton Smith offer?

Morgan Holton Smith specializes in Financial Planning, Investment Management. Contact their office in LA JOLLA, California for a consultation.

What are Morgan Holton Smith's credentials?

Morgan Holton Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Morgan Holton Smith located?

Morgan Holton Smith is based in LA JOLLA, California, working with WORTHPOINTE, LLC. Their office serves clients in the LA JOLLA metropolitan area and surrounding communities.

How does Morgan Holton Smith charge for services?

Morgan Holton Smith's firm is compensated through percentage of aum, hourly charges, subscription fees, other: sub-adviser fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WORTHPOINTE, LLC?

WORTHPOINTE, LLC has approximately 16 employees and manages $758M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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