Unclaimed Profile

Charles Otto Gillespie

CASTLE COAST WEALTH, LLC·LA JOLLA, California

SIE, Series 7, Series 63, Series 65, Series 66Clean record14 years registeredCASTLE COAST WEALTH, LLC

4225 EXECUTIVE SQUARE, LA JOLLA, CA 92037CRD# 4967696Firm CRD# 298439

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charles Otto Gillespie · LA JOLLA, CA

Registration

CRD #4967696 · CASTLE COAST WEALTH, LLC · 14 years registered

Brand Profile

Not yet started

Career History

CASTLE COAST WEALTH, LLC

Apr 2019 – present

LITTON FINANCIAL

Jan 2019 – Jan 2021

LA JOLLA, CA

LPL FINANCIAL LLC

May 2018 – Oct 2019

LA JOLLA, CA

FIRST ALLIED ADVISORY SERVICES, INC.

Jul 2012 – Jan 2014

SAN DIEGO, CA

FIRST ALLIED SECURITIES, INC.

Mar 2012 – Jul 2012

SAN DIEGO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Series 66

Registration record

First registered · March 7, 2012

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CASTLE COAST WEALTH, LLC

CRD 298439 · SEC 801-117737

AUM

$324M

Regulatory assets under management

Employees

954 client accounts

Services offered by CASTLE COAST WEALTH, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CASTLE COAST WEALTH, LLC →

Introduction

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Frequently Asked Questions

What services does Charles Otto Gillespie offer?

Charles Otto Gillespie specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LA JOLLA, California for a consultation.

What are Charles Otto Gillespie's credentials?

Charles Otto Gillespie is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Charles Otto Gillespie located?

Charles Otto Gillespie is based in LA JOLLA, California, working with CASTLE COAST WEALTH, LLC. Their office serves clients in the LA JOLLA metropolitan area and surrounding communities.

How does Charles Otto Gillespie charge for services?

Charles Otto Gillespie's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CASTLE COAST WEALTH, LLC?

CASTLE COAST WEALTH, LLC has approximately 8 employees and manages $324M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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