Unclaimed Profile

Richard Gerard Pfister

ALPHACORE CAPITAL LLC·LA JOLLA, California

SIE, Series 3, Series 6, Series 7, Series 22, Series 24, Series 63, Series 65, Series 66Clean record11 years registeredALPHACORE CAPITAL LLC

875 PROSPECT STREET, LA JOLLA, CA 92037CRD# 2496887Firm CRD# 174346

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Gerard Pfister · LA JOLLA, CA

Registration

CRD #2496887 · ALPHACORE CAPITAL LLC · 11 years registered

Brand Profile

Not yet started

Career History

ALPHACORE CAPITAL LLC

Feb 2015 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 6

Series 7

Series 22

Series 24

Series 63

Series 65

Series 66

Registration record

First registered · February 19, 2015

Years registered · 11

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ALPHACORE CAPITAL LLC

CRD 174346 · SEC 801-108468

AUM

$2.4B

Regulatory assets under management

Employees

3,059 client accounts

Services offered by ALPHACORE CAPITAL LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at ALPHACORE CAPITAL LLC →

Introduction

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Frequently Asked Questions

What services does Richard Gerard Pfister offer?

Richard Gerard Pfister specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory. Contact their office in LA JOLLA, California for a consultation.

What are Richard Gerard Pfister's credentials?

Richard Gerard Pfister is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Gerard Pfister located?

Richard Gerard Pfister is based in LA JOLLA, California, working with ALPHACORE CAPITAL LLC. Their office serves clients in the LA JOLLA metropolitan area and surrounding communities.

How does Richard Gerard Pfister charge for services?

Richard Gerard Pfister's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ALPHACORE CAPITAL LLC?

ALPHACORE CAPITAL LLC has approximately 32 employees and manages $2.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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