Unclaimed Profile

Kermit Johns

WORTHPOINTE, LLC·LA JOLLA, California

Series 7, Series 24, Series 27, Series 63, Series 66Clean record24 years registeredWORTHPOINTE, LLC

888 PROSPECT STREET, LA JOLLA, CA 92037CRD# 2949339Firm CRD# 143996

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kermit Johns · LA JOLLA, CA

Registration

CRD #2949339 · WORTHPOINTE, LLC · 24 years registered

Brand Profile

Not yet started

Career History

HILLTOP SECURITIES INC.

Jan 2023 – present

WORTHPOINTE

Jan 2012 – Feb 2023

AUSTIN, TX

JOHNS & WILKINSON LLC

Jan 2009 – Mar 2012

AUSTIN, TX

SUMMIT PORTFOLIO MANAGEMENT INC.

Apr 2006 – Aug 2012

NEW YORK, NY

SII INVESTMENTS, INC.

Dec 2004 – Mar 2006

CUTCHOGUE, NY

NATHAN & LEWIS SECURITIES, INC.

Dec 2001 – Jan 2003

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 27

Series 63

Series 66

Registration record

First registered · December 31, 2001

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WORTHPOINTE, LLC

CRD 143996 · SEC 801-67916

AUM

$758M

Regulatory assets under management

Employees

1,367 client accounts

Services offered by WORTHPOINTE, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WORTHPOINTE, LLC →

Introduction

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Frequently Asked Questions

What services does Kermit Johns offer?

Kermit Johns specializes in Financial Planning, Investment Management. Contact their office in LA JOLLA, California for a consultation.

What are Kermit Johns's credentials?

Kermit Johns is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kermit Johns located?

Kermit Johns is based in LA JOLLA, California, working with WORTHPOINTE, LLC. Their office serves clients in the LA JOLLA metropolitan area and surrounding communities.

How does Kermit Johns charge for services?

Kermit Johns's firm is compensated through percentage of aum, hourly charges, subscription fees, other: sub-adviser fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WORTHPOINTE, LLC?

WORTHPOINTE, LLC has approximately 16 employees and manages $758M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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