Unclaimed Profile

Vincent Timothy Ko

PRECEPT ADVISORY GROUP LLC·IRVINE, California

Series 6, Series 7, Series 63, Series 65Clean record20 years registeredPRECEPT ADVISORY GROUP LLC

130 THEORY, IRVINE, CA 92617CRD# 4646004Firm CRD# 152776

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Vincent Timothy Ko · IRVINE, CA

Registration

CRD #4646004 · PRECEPT ADVISORY GROUP LLC · 20 years registered

Brand Profile

Not yet started

Career History

MMA SECURITIES LLC

Jan 2026 – present

PRECEPT ADVISORY GROUP LLC

Apr 2011 – Jan 2026

IRVINE, CA

CUNA BROKERAGE SERVICES, INC.

Jan 2007 – Apr 2011

MISSION VIEJO, CA

CUSO FINANCIAL SERVICES, L.P.

May 2006 – Jan 2007

IRVINE, CA

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · May 11, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PRECEPT ADVISORY GROUP LLC

CRD 152776 · SEC 801-71072

AUM

$4.3B

Regulatory assets under management

Employees

62 client accounts

Services offered by PRECEPT ADVISORY GROUP LLC

Per Form ADV

Selection of other advisers

Publication of periodicals/newsletters

View all advisors at PRECEPT ADVISORY GROUP LLC →

Introduction

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Frequently Asked Questions

What services does Vincent Timothy Ko offer?

Vincent Timothy Ko specializes in Wealth Management. Contact their office in IRVINE, California for a consultation.

What are Vincent Timothy Ko's credentials?

Vincent Timothy Ko is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Vincent Timothy Ko located?

Vincent Timothy Ko is based in IRVINE, California, working with PRECEPT ADVISORY GROUP LLC. Their office serves clients in the IRVINE metropolitan area and surrounding communities.

How does Vincent Timothy Ko charge for services?

Vincent Timothy Ko's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PRECEPT ADVISORY GROUP LLC?

PRECEPT ADVISORY GROUP LLC has approximately 8 employees and manages $4.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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