Unclaimed Profile

Coye Baxter Cordle

PRECEPT ADVISORY GROUP LLC·IRVINE, California

SIE, Series 3, Series 4, Series 7, Series 7TO, Series 9, Series 10, Series 14, Series 24, Series 27, Series 52TO, Series 53, Series 55, Series 57TO, Series 66, Series 99TOClean record23 years registeredPRECEPT ADVISORY GROUP LLC

130 THEORY, IRVINE, CA 92617CRD# 4544954Firm CRD# 152776

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Coye Baxter Cordle · IRVINE, CA

Registration

CRD #4544954 · PRECEPT ADVISORY GROUP LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PRECEPT ADVISORY GROUP LLC

PRECEPT ADVISORY GROUP LLC

Nov 2023 – Nov 2024

IRVINE, CA

TRUIST ADVISORY SERVICES, INC.

Nov 2020 – Oct 2023

ASHLAND, VA

BB&T INVESTMENT SERVICES, INC.

Aug 2013 – Jan 2018

RICHMOND, VA

BB&T SECURITIES, LLC

Jan 2013 – Feb 2021

RICHMOND, VA

SCOTT & STRINGFELLOW, LLC

Jul 2006 – Jan 2013

RICHMOND, VA

ANDERSON & STRUDWICK, INCORPORATED

Apr 2005 – Jul 2006

RICHMOND, VA

A&S CAPITAL ADVISORS, INC.

Nov 2004 – Apr 2005

RICHMOND, VA

WACHOVIA SECURITIES, LLC

May 2004 – Nov 2004

GLEN ALLEN, VA

WACHOVIA SECURITIES FINANCIAL NETWORK, LLC

Dec 2002 – May 2004

RICHMOND, VA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 7

Series 7TO

Series 9

Series 10

Series 14

Series 24

Series 27

Series 52TO

Series 53

Series 55

Series 57TO

Series 66

Series 99TO

Registration record

First registered · December 20, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PRECEPT ADVISORY GROUP LLC

CRD 152776 · SEC 801-71072

AUM

$4.3B

Regulatory assets under management

Employees

62 client accounts

Services offered by PRECEPT ADVISORY GROUP LLC

Per Form ADV

Selection of other advisers

Publication of periodicals/newsletters

View all advisors at PRECEPT ADVISORY GROUP LLC →

Introduction

Speak with Coye

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Coye is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in IRVINE?

Browse all registered financial advisors in IRVINE, California or claim this profile if it's yours.

Browse IRVINE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Coye Baxter Cordle offer?

Coye Baxter Cordle specializes in Wealth Management.

What are Coye Baxter Cordle's credentials?

Coye Baxter Cordle is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Coye Baxter Cordle located?

Coye Baxter Cordle is based in IRVINE, California, last registered with PRECEPT ADVISORY GROUP LLC.

How does Coye Baxter Cordle charge for services?

Coye Baxter Cordle's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PRECEPT ADVISORY GROUP LLC?

PRECEPT ADVISORY GROUP LLC has approximately 8 employees and manages $4.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →