Unclaimed Profile

Rebecca Velena Patel

PRECEPT ADVISORY GROUP LLC·IRVINE, California

SIE, Series 7, Series 24, Series 63, Series 66Clean record23 years registeredPRECEPT ADVISORY GROUP LLC

130 THEORY, IRVINE, CA 92617CRD# 4147457Firm CRD# 152776

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Rebecca Velena Patel · IRVINE, CA

Registration

CRD #4147457 · PRECEPT ADVISORY GROUP LLC · 23 years registered

Brand Profile

Not yet started

Career History

STERLING CAPITAL MANAGEMENT LLC

Jan 2012 – present

STERLING CAPITAL DISTRIBUTORS, LLC

Aug 2007 – present

BB&T ASSET MANAGEMENT, INC.

Jul 2003 – Oct 2010

RALEIGH, NC

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 66

Registration record

First registered · July 28, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PRECEPT ADVISORY GROUP LLC

CRD 152776 · SEC 801-71072

AUM

$4.3B

Regulatory assets under management

Employees

62 client accounts

Services offered by PRECEPT ADVISORY GROUP LLC

Per Form ADV

Selection of other advisers

Publication of periodicals/newsletters

View all advisors at PRECEPT ADVISORY GROUP LLC →

Introduction

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Frequently Asked Questions

What services does Rebecca Velena Patel offer?

Rebecca Velena Patel specializes in Wealth Management. Contact their office in IRVINE, California for a consultation.

What are Rebecca Velena Patel's credentials?

Rebecca Velena Patel is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Rebecca Velena Patel located?

Rebecca Velena Patel is based in IRVINE, California, working with PRECEPT ADVISORY GROUP LLC. Their office serves clients in the IRVINE metropolitan area and surrounding communities.

How does Rebecca Velena Patel charge for services?

Rebecca Velena Patel's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PRECEPT ADVISORY GROUP LLC?

PRECEPT ADVISORY GROUP LLC has approximately 8 employees and manages $4.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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