Unclaimed Profile

Mark David Phillips

CLEARVIEW WEALTH MANAGEMENT, LLC·IRVINE, California

SIE, Series 7, Series 24, Series 66CFP25 years registeredCLEARVIEW WEALTH MANAGEMENT, LLC

4 VENTURE, IRVINE, CA 92618CRD# 4275501Firm CRD# 288978

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mark David Phillips · IRVINE, CA

Registration

CRD #4275501 · CLEARVIEW WEALTH MANAGEMENT, LLC · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CLEARVIEW WEALTH MANAGEMENT, LLC

CLEARVIEW WEALTH MANAGEMENT

Mar 2018 – Jun 2026

IRVINE, CA

COMMONWEALTH FINANCIAL NETWORK

Jan 2010 – May 2019

IRVINE, CA

AMERIPRISE FINANCIAL SERVICES, INC.

Oct 2000 – Jan 2010

IRVINE, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Registration record

First registered · October 27, 2000

Years registered · 25

Professional designation · CFP

Disclosure History

2008Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CLEARVIEW WEALTH MANAGEMENT, LLC

CRD 288978 · SEC 801-121594

AUM

$145M

Regulatory assets under management

Employees

587 client accounts

Services offered by CLEARVIEW WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CLEARVIEW WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Mark David Phillips offer?

Mark David Phillips specializes in Financial Planning, Investment Management.

What are Mark David Phillips's credentials?

Mark David Phillips holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Mark David Phillips located?

Mark David Phillips is based in IRVINE, California, last registered with CLEARVIEW WEALTH MANAGEMENT, LLC.

How does Mark David Phillips charge for services?

Mark David Phillips's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CLEARVIEW WEALTH MANAGEMENT, LLC?

CLEARVIEW WEALTH MANAGEMENT, LLC has approximately 4 employees and manages $145M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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