Unclaimed Profile

Justin Alan Klein

KLEIN PAVLIS & PEASLEY FINANCIAL, INC.·IRVINE, California

Series 65Clean record21 years registeredKLEIN PAVLIS & PEASLEY FINANCIAL, INC.

17875 VON KARMAN AVENUE, IRVINE, CA 92614CRD# 4900253Firm CRD# 112414

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Justin Alan Klein · IRVINE, CA

Registration

CRD #4900253 · KLEIN PAVLIS & PEASLEY FINANCIAL, INC. · 21 years registered

Brand Profile

Not yet started

Career History

KLEIN PAVLIS & PEASLEY FINANCIAL, INC.

Jan 2005 – present

GERALD KLEIN & ASSOCIATES

Jan 2005 – Dec 2010

DANA POINT, CA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · January 10, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

KLEIN PAVLIS & PEASLEY FINANCIAL, INC.

CRD 112414 · SEC 801-121974

AUM

$163M

Regulatory assets under management

Employees

720 client accounts

Services offered by KLEIN PAVLIS & PEASLEY FINANCIAL, INC.

Per Form ADV

Portfolio management (individuals)

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Nonprofits & Foundations

View all advisors at KLEIN PAVLIS & PEASLEY FINANCIAL, INC. →

Introduction

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Frequently Asked Questions

What services does Justin Alan Klein offer?

Justin Alan Klein specializes in Investment Management. Contact their office in IRVINE, California for a consultation.

What are Justin Alan Klein's credentials?

Justin Alan Klein is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Justin Alan Klein located?

Justin Alan Klein is based in IRVINE, California, working with KLEIN PAVLIS & PEASLEY FINANCIAL, INC.. Their office serves clients in the IRVINE metropolitan area and surrounding communities.

How does Justin Alan Klein charge for services?

Justin Alan Klein's firm is compensated through percentage of aum, fixed fees, other: online educational classes. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KLEIN PAVLIS & PEASLEY FINANCIAL, INC.?

KLEIN PAVLIS & PEASLEY FINANCIAL, INC. has approximately 4 employees and manages $163M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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