KLEIN PAVLIS & PEASLEY FINANCIAL, INC.

IRVINE, California·5 registered advisors·CRD# 112414
SEC# 801-1219740800-557-5461
01

Firm Overview

AUM
$163M
Regulatory assets under management
Employees
4
Total firm employees
Advisors
5
Registered representatives
02

Services & Fees

Advisory Services
Portfolio management (individuals)
Market timing services
Charitable organization or education services
Compensation
Percentage of AUM
Fixed fees
Other: ONLINE EDUCATIONAL CLASSES
03

Specialties

Investment Management
04

Advisors at KLEIN PAVLIS & PEASLEY FINANCIAL, INC.

5 registered advisors
Gerald Howard Klein
DANA POINT, California
Jason Robert Topor
IRVINE, California
Justin Alan Klein
IRVINE, California
Lettie Hada Pivan
DANA POINT, California
Stephan Glenn Peasley
IRVINE, California
05

Office Locations

IRVINE, California
3 advisors
DANA POINT, California
2 advisors

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Data sourced from SEC Form ADV filings. KLEIN PAVLIS & PEASLEY FINANCIAL, INC. (CRD# 112414) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.