AdvisorOS Directory
Claim Profile
LP

Lettie Hada Pivan

KLEIN PAVLIS & PEASLEY FINANCIAL, INC.·DANA POINT, California
Unclaimed Profile
34232 PACIFIC COAST HIGHWAY, DANA POINT, CA 92629-2821CRD# 2472015Firm CRD# 112414
01

About

Lettie Hada Pivan is a registered financial advisor based in DANA POINT, California, affiliated with KLEIN PAVLIS & PEASLEY FINANCIAL, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Client Types
Individuals
Nonprofits & Foundations
03

Firm Overview

Firm
KLEIN PAVLIS & PEASLEY FINANCIAL, INC.
KLEIN PAVLIS & PEASLEY FINANCIAL, INC.
AUM
$163M
Regulatory assets under management
Employees
4
Total firm employees
View all advisors at KLEIN PAVLIS & PEASLEY FINANCIAL, INC. →
Services
Portfolio management (individuals)
Market timing services
Charitable organization or education services
04

Background

Compensation
Percentage of AUM
Fixed fees
Other: ONLINE EDUCATIONAL CLASSES
Regulatory
SEC/IARD CRD# 2472015
Firm CRD# 112414
5 disclosures on file
View on FINRA BrokerCheck →

Looking for a financial advisor in DANA POINT?

Browse all registered financial advisors in DANA POINT, California or claim this profile if it's yours.

Browse DANA POINT AdvisorsAre you this advisor? Claim profile

Looking to grow your practice?

Coastal Wealth affiliated advisors get enhanced profiles, priority placement, and access to a national client network.

Learn More About Coastal Wealth
05

Frequently Asked Questions

What services does Lettie Hada Pivan offer?
Lettie Hada Pivan specializes in Investment Management. Contact their office in DANA POINT, California for a consultation.
What are Lettie Hada Pivan's credentials?
Lettie Hada Pivan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Lettie Hada Pivan located?
Lettie Hada Pivan is based in DANA POINT, California, working with KLEIN PAVLIS & PEASLEY FINANCIAL, INC.. Their office serves clients in the DANA POINT metropolitan area and surrounding communities.
How does Lettie Hada Pivan charge for services?
Lettie Hada Pivan's firm is compensated through percentage of aum, fixed fees, other: online educational classes. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is KLEIN PAVLIS & PEASLEY FINANCIAL, INC.?
KLEIN PAVLIS & PEASLEY FINANCIAL, INC. has approximately 4 employees and manages $163M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →
Other advisors in DANA POINT
Eric Todd Cedergreen — PACHIRA INVESTMENTS, INC.Mark Sholes Vanmourick — OPTIVEST, INC.Raymond Musset Clark — PACHIRA INVESTMENTS, INC.Gerald Howard Klein — KLEIN PAVLIS & PEASLEY FINANCIAL, INC.Leslie Ann Calhoun — OPTIVEST, INC.
Nearby cities in California
SAN FRANCISCO (3797)LOS ANGELES (2042)MENLO PARK (796)SAN DIEGO (729)PALO ALTO (715)
City Guides
SAN FRANCISCO GuideLOS ANGELES GuideMENLO PARK GuideSAN DIEGO GuidePALO ALTO Guide
Research
Advisor Fees in CaliforniaNational Fee Analysis
Browse by specialty
Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Request removal of this profile