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Gerald Howard Klein

KLEIN PAVLIS & PEASLEY FINANCIAL, INC.·DANA POINT, California
Unclaimed Profile
34232 PACIFIC COAST HIGHWAY, DANA POINT, CA 92629-2821CRD# 602023Firm CRD# 112414
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About

Gerald Howard Klein is a registered financial advisor based in DANA POINT, California, affiliated with KLEIN PAVLIS & PEASLEY FINANCIAL, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Client Types
Individuals
Nonprofits & Foundations
03

Firm Overview

Firm
KLEIN PAVLIS & PEASLEY FINANCIAL, INC.
KLEIN PAVLIS & PEASLEY FINANCIAL, INC.
AUM
$163M
Regulatory assets under management
Employees
4
Total firm employees
View all advisors at KLEIN PAVLIS & PEASLEY FINANCIAL, INC. →
Services
Portfolio management (individuals)
Market timing services
Charitable organization or education services
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Background

Compensation
Percentage of AUM
Fixed fees
Other: ONLINE EDUCATIONAL CLASSES
Regulatory
SEC/IARD CRD# 602023
Firm CRD# 112414
5 disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Gerald Howard Klein offer?
Gerald Howard Klein specializes in Investment Management. Contact their office in DANA POINT, California for a consultation.
What are Gerald Howard Klein's credentials?
Gerald Howard Klein is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Gerald Howard Klein located?
Gerald Howard Klein is based in DANA POINT, California, working with KLEIN PAVLIS & PEASLEY FINANCIAL, INC.. Their office serves clients in the DANA POINT metropolitan area and surrounding communities.
How does Gerald Howard Klein charge for services?
Gerald Howard Klein's firm is compensated through percentage of aum, fixed fees, other: online educational classes. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is KLEIN PAVLIS & PEASLEY FINANCIAL, INC.?
KLEIN PAVLIS & PEASLEY FINANCIAL, INC. has approximately 4 employees and manages $163M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in DANA POINT
Eric Todd Cedergreen — PACHIRA INVESTMENTS, INC.Mark Sholes Vanmourick — OPTIVEST, INC.Raymond Musset Clark — PACHIRA INVESTMENTS, INC.Lettie Hada Pivan — KLEIN PAVLIS & PEASLEY FINANCIAL, INC.Leslie Ann Calhoun — OPTIVEST, INC.
Nearby cities in California
SAN FRANCISCO (3797)LOS ANGELES (2042)MENLO PARK (796)SAN DIEGO (729)PALO ALTO (715)
City Guides
SAN FRANCISCO GuideLOS ANGELES GuideMENLO PARK GuideSAN DIEGO GuidePALO ALTO Guide
Research
Advisor Fees in CaliforniaNational Fee Analysis
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