Unclaimed Profile

James Joseph Ford

FORD FINANCIAL GROUP, LLC·FRESNO, California

SIE, Series 7, Series 24, Series 63Clean record27 years registeredFORD FINANCIAL GROUP, LLC

5260 N. PALM AVENUE, FRESNO, CA 93704CRD# 2377177Firm CRD# 284977

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Joseph Ford · FRESNO, CA

Registration

CRD #2377177 · FORD FINANCIAL GROUP, LLC · 27 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FORD FINANCIAL GROUP, LLC

FORD FINANCIAL GROUP

Jan 2017 – Dec 2020

FRESNO, CA

LPL FINANCIAL LLC

Aug 2002 – Apr 2017

FRESNO, CA

SENTRA SECURITIES CORP

Nov 1998 – Sep 2002

FRESNO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Registration record

First registered · November 30, 1998

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FORD FINANCIAL GROUP, LLC

CRD 284977 · SEC 801-108765

AUM

$537M

Regulatory assets under management

Employees

2,023 client accounts

Services offered by FORD FINANCIAL GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FORD FINANCIAL GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does James Joseph Ford offer?

James Joseph Ford specializes in Financial Planning, Investment Management.

What are James Joseph Ford's credentials?

James Joseph Ford is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Joseph Ford located?

James Joseph Ford is based in FRESNO, California, last registered with FORD FINANCIAL GROUP, LLC.

How does James Joseph Ford charge for services?

James Joseph Ford's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FORD FINANCIAL GROUP, LLC?

FORD FINANCIAL GROUP, LLC has approximately 16 employees and manages $537M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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