Unclaimed Profile

Jeffrey S Westsmith

IEQ CAPITAL, LLC·FOSTER CITY, California

SIE, Series 3, Series 7, Series 22, Series 63, Series 66CFAClean record19 years registeredIEQ CAPITAL, LLC

950 TOWER LANE, FOSTER CITY, CA 94404CRD# 5147856Firm CRD# 301819

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jeffrey S Westsmith · FOSTER CITY, CA

Registration

CRD #5147856 · IEQ CAPITAL, LLC · 19 years registered

Brand Profile

Not yet started

Career History

IEQ CAPITAL, LLC

Jun 2019 – present

FIRST REPUBLIC INVESTMENT MANAGEMENT, INC.

Jan 2013 – Jun 2019

Palo Alto, CA

LUMINOUS CAPITAL, LLC

Jun 2008 – Feb 2013

PORTOLA VALLEY, CA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Feb 2007 – May 2008

LOS ANGELES, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 22

Series 63

Series 66

Registration record

First registered · February 19, 2007

Years registered · 19

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

IEQ CAPITAL, LLC

CRD 301819 · SEC 801-115278

AUM

$23.6B

Regulatory assets under management

Employees

156

1,434 client accounts

Services offered by IEQ CAPITAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at IEQ CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Jeffrey S Westsmith offer?

Jeffrey S Westsmith specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in FOSTER CITY, California for a consultation.

What are Jeffrey S Westsmith's credentials?

Jeffrey S Westsmith holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Jeffrey S Westsmith located?

Jeffrey S Westsmith is based in FOSTER CITY, California, working with IEQ CAPITAL, LLC. Their office serves clients in the FOSTER CITY metropolitan area and surrounding communities.

How does Jeffrey S Westsmith charge for services?

Jeffrey S Westsmith's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is IEQ CAPITAL, LLC?

IEQ CAPITAL, LLC has approximately 156 employees and manages $23.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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