Unclaimed Profile

Alex Barth Katz

SUMMITRY, LLC·FOSTER CITY, California

Series 65Clean record14 years registeredSUMMITRY, LLC

919 HILLSDALE BLVD., FOSTER CITY, CA 94404CRD# 2917866Firm CRD# 128586

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Alex Barth Katz · FOSTER CITY, CA

Registration

CRD #2917866 · SUMMITRY, LLC · 14 years registered

Brand Profile

Not yet started

Career History

SUMMITRY, LLC

Feb 2018 – present

OPES ADVISORS, INC.

May 2012 – Jun 2017

CUPERTINO, CA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · May 16, 2012

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SUMMITRY, LLC

CRD 128586 · SEC 801-62398

AUM

$2.5B

Regulatory assets under management

Employees

1,301 client accounts

Services offered by SUMMITRY, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

High Net Worth Individuals

View all advisors at SUMMITRY, LLC →

Introduction

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Frequently Asked Questions

What services does Alex Barth Katz offer?

Alex Barth Katz specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in FOSTER CITY, California for a consultation.

What are Alex Barth Katz's credentials?

Alex Barth Katz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Alex Barth Katz located?

Alex Barth Katz is based in FOSTER CITY, California, working with SUMMITRY, LLC. Their office serves clients in the FOSTER CITY metropolitan area and surrounding communities.

How does Alex Barth Katz charge for services?

Alex Barth Katz's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SUMMITRY, LLC?

SUMMITRY, LLC has approximately 40 employees and manages $2.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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