Unclaimed Profile

Dean Isaac Horwitz

IEQ CAPITAL, LLC·FOSTER CITY, California

SIE, Series 3, Series 22, Series 63, Series 65Clean record17 years registeredIEQ CAPITAL, LLC

950 TOWER LANE, FOSTER CITY, CA 94404CRD# 5658885Firm CRD# 301819

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dean Isaac Horwitz · FOSTER CITY, CA

Registration

CRD #5658885 · IEQ CAPITAL, LLC · 17 years registered

Brand Profile

Not yet started

Career History

IEQ CAPITAL, LLC

Jun 2019 – present

FIRST REPUBLIC INVESTMENT MANAGEMENT, INC.

Jan 2013 – Jun 2019

Palo Alto, CA

LUMINOUS CAPITAL, LLC

Jun 2009 – Feb 2013

PORTOLA VALLEY, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 22

Series 63

Series 65

Registration record

First registered · June 22, 2009

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

IEQ CAPITAL, LLC

CRD 301819 · SEC 801-115278

AUM

$23.6B

Regulatory assets under management

Employees

156

1,434 client accounts

Services offered by IEQ CAPITAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at IEQ CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Dean Isaac Horwitz offer?

Dean Isaac Horwitz specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in FOSTER CITY, California for a consultation.

What are Dean Isaac Horwitz's credentials?

Dean Isaac Horwitz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Dean Isaac Horwitz located?

Dean Isaac Horwitz is based in FOSTER CITY, California, working with IEQ CAPITAL, LLC. Their office serves clients in the FOSTER CITY metropolitan area and surrounding communities.

How does Dean Isaac Horwitz charge for services?

Dean Isaac Horwitz's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is IEQ CAPITAL, LLC?

IEQ CAPITAL, LLC has approximately 156 employees and manages $23.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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