Unclaimed Profile

Daniel Gerald Platt

NEUMANN CAPITAL MANAGEMENT, LLC·FOSTER CITY, California

SIE, Series 7, Series 55, Series 63, Series 65CFP CFAClean record17 years registeredNEUMANN CAPITAL MANAGEMENT, LLC

303 VINTAGE PARK DRIVE, SUITE 100, FOSTER CITY, CA 94404-1167CRD# 4772200Firm CRD# 112182

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Daniel Gerald Platt · FOSTER CITY, CA

Registration

CRD #4772200 · NEUMANN CAPITAL MANAGEMENT, LLC · 17 years registered

Brand Profile

Not yet started

Career History

NEUMANN CAPITAL MANAGEMENT

Sep 2022 – present

BRIO FINANCIAL GROUP

Oct 2017 – Aug 2019

San Francisco, CA

AMERIPRISE FINANCIAL SERVICES, INC.

Apr 2009 – Oct 2017

San Francisco, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 55

Series 63

Series 65

Registration record

First registered · April 7, 2009

Years registered · 17

Professional designations · CFP, CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NEUMANN CAPITAL MANAGEMENT, LLC

CRD 112182 · SEC 801-41001

AUM

$506M

Regulatory assets under management

Employees

564 client accounts

Services offered by NEUMANN CAPITAL MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NEUMANN CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Daniel Gerald Platt offer?

Daniel Gerald Platt specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in FOSTER CITY, California for a consultation.

What are Daniel Gerald Platt's credentials?

Daniel Gerald Platt holds the following professional designations: CFP, CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Daniel Gerald Platt located?

Daniel Gerald Platt is based in FOSTER CITY, California, working with NEUMANN CAPITAL MANAGEMENT, LLC. Their office serves clients in the FOSTER CITY metropolitan area and surrounding communities.

How does Daniel Gerald Platt charge for services?

Daniel Gerald Platt's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NEUMANN CAPITAL MANAGEMENT, LLC?

NEUMANN CAPITAL MANAGEMENT, LLC has approximately 4 employees and manages $506M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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