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Caroline Amanda Connor Gorham

NEUMANN CAPITAL MANAGEMENT, LLC·FOSTER CITY, California
Clean record3 years registeredNEUMANN CAPITAL MANAGEMENT, LLC
303 VINTAGE PARK DRIVE, SUITE 100, FOSTER CITY, CA 94404-1167CRD# 7355176Firm CRD# 112182

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Caroline Amanda Connor Gorham · FOSTER CITY, CA
Registration
CRD #7355176 · NEUMANN CAPITAL MANAGEMENT, LLC · 3 years registered
Brand Profile
Not yet started
01

Career History

NEUMANN CAPITAL MANAGEMENT
Mar 2023 – present
02

Registrations & Exams

Registration record
First registered · March 3, 2023
Years registered · 3
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
NEUMANN CAPITAL MANAGEMENT, LLC
CRD 112182 · SEC 801-41001
AUM
$506M
Regulatory assets under management
Employees
4
564 client accounts
Services offered by NEUMANN CAPITAL MANAGEMENT, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at NEUMANN CAPITAL MANAGEMENT, LLC →
Introduction

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05

Frequently Asked Questions

What services does Caroline Amanda Connor Gorham offer?
Caroline Amanda Connor Gorham specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in FOSTER CITY, California for a consultation.
What are Caroline Amanda Connor Gorham's credentials?
Caroline Amanda Connor Gorham is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Caroline Amanda Connor Gorham located?
Caroline Amanda Connor Gorham is based in FOSTER CITY, California, working with NEUMANN CAPITAL MANAGEMENT, LLC. Their office serves clients in the FOSTER CITY metropolitan area and surrounding communities.
How does Caroline Amanda Connor Gorham charge for services?
Caroline Amanda Connor Gorham's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NEUMANN CAPITAL MANAGEMENT, LLC?
NEUMANN CAPITAL MANAGEMENT, LLC has approximately 4 employees and manages $506M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at NEUMANN CAPITAL MANAGEMENT, LLC

Ninette Marie Hereford
FOSTER CITY, CA
Daniel John Neumann
FOSTER CITY, CA
Ekaterina Dimitrova Atanassov
FOSTER CITY, CA
Daniel Gerald Platt
FOSTER CITY, CA
CFPCFA

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