Unclaimed Profile

Daniel John Neumann

NEUMANN CAPITAL MANAGEMENT, LLC·FOSTER CITY, California

Series 7, Series 63Clean record11 years registeredNEUMANN CAPITAL MANAGEMENT, LLC

303 VINTAGE PARK DRIVE, SUITE 100, FOSTER CITY, CA 94404-1167CRD# 1121011Firm CRD# 112182

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Daniel John Neumann · FOSTER CITY, CA

Registration

CRD #1121011 · NEUMANN CAPITAL MANAGEMENT, LLC · 11 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: NEUMANN CAPITAL MANAGEMENT, LLC

NEUMANN CAPITAL MANAGEMENT

Oct 2014 – Mar 2024

FOSTER CITY, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Registration record

First registered · October 3, 2014

Years registered · 11

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NEUMANN CAPITAL MANAGEMENT, LLC

CRD 112182 · SEC 801-41001

AUM

$506M

Regulatory assets under management

Employees

564 client accounts

Services offered by NEUMANN CAPITAL MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NEUMANN CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Daniel John Neumann offer?

Daniel John Neumann specializes in Financial Planning, Investment Management, Fee-Only Advisory.

What are Daniel John Neumann's credentials?

Daniel John Neumann is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Daniel John Neumann located?

Daniel John Neumann is based in FOSTER CITY, California, last registered with NEUMANN CAPITAL MANAGEMENT, LLC.

How does Daniel John Neumann charge for services?

Daniel John Neumann's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NEUMANN CAPITAL MANAGEMENT, LLC?

NEUMANN CAPITAL MANAGEMENT, LLC has approximately 4 employees and manages $506M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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