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Kian Rafia

CETERA INVESTMENT MANAGEMENT LLC·EL SEGUNDO, California
Unclaimed Profile
200 N. SEPULVEDA BLVD, EL SEGUNDO, CA 90245CRD# 4475395Firm CRD# 165436
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About

Kian Rafia is a registered financial advisor based in EL SEGUNDO, California, affiliated with CETERA INVESTMENT MANAGEMENT LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties

Specialties will be added during profile enrichment.

Client Types

Client type data will be added during profile enrichment.

03

Firm Overview

Firm
CETERA INVESTMENT MANAGEMENT LLC
CETERA INVESTMENT MANAGEMENT LLC
AUM
—
Regulatory assets under management
Employees
24
Total firm employees
View all advisors at CETERA INVESTMENT MANAGEMENT LLC →
Services
Other
04

Background

Compensation
Other: NO COMPENSATION RECEIVED
Regulatory
SEC/IARD CRD# 4475395
Firm CRD# 165436
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Kian Rafia offer?
Kian Rafia is a registered financial advisor in EL SEGUNDO, California. Contact their office for details on services offered.
What are Kian Rafia's credentials?
Kian Rafia is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kian Rafia located?
Kian Rafia is based in EL SEGUNDO, California, working with CETERA INVESTMENT MANAGEMENT LLC. Their office serves clients in the EL SEGUNDO metropolitan area and surrounding communities.
How does Kian Rafia charge for services?
Kian Rafia's firm is compensated through other: no compensation received. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CETERA INVESTMENT MANAGEMENT LLC?
CETERA INVESTMENT MANAGEMENT LLC has approximately 24 employees. The firm is registered with the SEC as an investment adviser.
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Research
Advisor Fees in CaliforniaNational Fee Analysis
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