Unclaimed Profile

Kian Rafia

CETERA INVESTMENT MANAGEMENT LLC·EL SEGUNDO, California

Series 6, Series 6TO, Series 63, Series 65Clean record7 years registeredCETERA INVESTMENT MANAGEMENT LLC

200 N. SEPULVEDA BLVD, EL SEGUNDO, CA 90245CRD# 4475395Firm CRD# 165436

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kian Rafia · EL SEGUNDO, CA

Registration

CRD #4475395 · CETERA INVESTMENT MANAGEMENT LLC · 7 years registered

Brand Profile

Not yet started

Career History

VESTWELL SECURITIES, LLC

Sep 2025 – present

VESTWELL ADVISORS LLC

Feb 2025 – present

VESTWELL ADVISORS LLC

May 2024 – Dec 2024

Savoy, IL

PARDIS

Jun 2019 – Jun 2024

SAVOY, IL

Registrations & Exams

FINRA examinations passed

Series 6

Series 6TO

Series 63

Series 65

Registration record

First registered · June 6, 2019

Years registered · 7

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CETERA INVESTMENT MANAGEMENT LLC

CRD 165436 · SEC 801-77403

Employees

Total firm employees

Services offered by CETERA INVESTMENT MANAGEMENT LLC

Per Form ADV

Other

View all advisors at CETERA INVESTMENT MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Kian Rafia offer?

Kian Rafia is a registered financial advisor in EL SEGUNDO, California. Contact their office for details on services offered.

What are Kian Rafia's credentials?

Kian Rafia is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kian Rafia located?

Kian Rafia is based in EL SEGUNDO, California, working with CETERA INVESTMENT MANAGEMENT LLC. Their office serves clients in the EL SEGUNDO metropolitan area and surrounding communities.

How does Kian Rafia charge for services?

Kian Rafia's firm is compensated through other: no compensation received. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CETERA INVESTMENT MANAGEMENT LLC?

CETERA INVESTMENT MANAGEMENT LLC has approximately 24 employees. The firm is registered with the SEC as an investment adviser.

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