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Stanley Robert Smiley

CETERA INVESTMENT MANAGEMENT LLC·SCHAMBURG, Illinois
SIE, Series 7, Series 24, Series 63Clean recordCETERA INVESTMENT MANAGEMENT LLC
1450 AMERICAN LANE, SCHAMBURG, IL 60173CRD# 3004604Firm CRD# 165436

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stanley Robert Smiley · SCHAMBURG, IL
Registration
CRD #3004604 · CETERA INVESTMENT MANAGEMENT LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
CETERA INVESTMENT MANAGEMENT LLC
CRD 165436 · SEC 801-77403
Employees
24
Total firm employees
Services offered by CETERA INVESTMENT MANAGEMENT LLC
Per Form ADV
Other
View all advisors at CETERA INVESTMENT MANAGEMENT LLC →
Introduction

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Frequently Asked Questions

What services does Stanley Robert Smiley offer?
Stanley Robert Smiley is a registered financial advisor in SCHAMBURG, Illinois. Contact their office for details on services offered.
What are Stanley Robert Smiley's credentials?
Stanley Robert Smiley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stanley Robert Smiley located?
Stanley Robert Smiley is based in SCHAMBURG, Illinois, working with CETERA INVESTMENT MANAGEMENT LLC. Their office serves clients in the SCHAMBURG metropolitan area and surrounding communities.
How does Stanley Robert Smiley charge for services?
Stanley Robert Smiley's firm is compensated through other: no compensation received. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CETERA INVESTMENT MANAGEMENT LLC?
CETERA INVESTMENT MANAGEMENT LLC has approximately 24 employees. The firm is registered with the SEC as an investment adviser.
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Other Advisors at CETERA INVESTMENT MANAGEMENT LLC

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Jose Luis Rodriguez
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Kian Rafia
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Research
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