Unclaimed Profile

Jeffrey Joel Mindlin

TOWER SQUARE INVESTMENT MANAGEMENT LLC·EL SEGUNDO, California

Series 7, Series 66Clean record23 years registeredTOWER SQUARE INVESTMENT MANAGEMENT LLC

200 N. SEPULVEDA BLVD, EL SEGUNDO, CA 90245CRD# 3069859Firm CRD# 165436

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jeffrey Joel Mindlin · EL SEGUNDO, CA

Registration

CRD #3069859 · TOWER SQUARE INVESTMENT MANAGEMENT LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: TOWER SQUARE INVESTMENT MANAGEMENT LLC

TOWER SQUARE INVESTMENT MANAGEMENT LLC

Jun 2015 – Jul 2017

SCOTTSDALE, AZ

FIRST ALLIED ASSET MANAGEMENT, INC.

Jan 2007 – Oct 2015

SCOTTSDALE, AZ

ADVANCED EQUITIES ASSET MANAGEMENT

Nov 2006 – Dec 2006

SCOTTSDALE, AZ

GREENBOOK INVESTMENT MANAGEMENT, INC.

Mar 2005 – Oct 2008

SCOTTSDALE, AZ

PINNACLE INVESTMENT ADVISORS, LLC

Jan 2003 – Apr 2005

SCOTTSDALE, AZ

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · January 21, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CETERA INVESTMENT MANAGEMENT LLC

CRD 165436 · SEC 801-77403

Employees

Total firm employees

Services offered by CETERA INVESTMENT MANAGEMENT LLC

Per Form ADV

Other

View all advisors at CETERA INVESTMENT MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Jeffrey Joel Mindlin offer?

Jeffrey Joel Mindlin is a registered financial advisor in EL SEGUNDO, California.

What are Jeffrey Joel Mindlin's credentials?

Jeffrey Joel Mindlin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jeffrey Joel Mindlin located?

Jeffrey Joel Mindlin is based in EL SEGUNDO, California, last registered with TOWER SQUARE INVESTMENT MANAGEMENT LLC.

How does Jeffrey Joel Mindlin charge for services?

Jeffrey Joel Mindlin's firm is compensated through other: no compensation received. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TOWER SQUARE INVESTMENT MANAGEMENT LLC?

TOWER SQUARE INVESTMENT MANAGEMENT LLC has approximately 24 employees. The firm is registered with the SEC as an investment adviser.

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