Unclaimed Profile

Mark Sholes Vanmourick

OPTIVEST, INC.·DANA POINT, California

SIE, Series 4, Series 7, Series 8, Series 24, Series 6329 years registeredOPTIVEST, INC.

24901 DANA POINT HARBOR DRIVE, DANA POINT, CA 92629CRD# 867435Firm CRD# 137070

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mark Sholes Vanmourick · DANA POINT, CA

Registration

CRD #867435 · OPTIVEST, INC. · 29 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: OPTIVEST, INC.

AMERICAN STRATEGIC CAPITAL

Oct 2007 – May 2011

LOS ALAMITOS, CA

SECTOR LOGIC, LP

Oct 2007 – May 2011

LOS ALAMITOS, CA

OPTIVEST, INC.

Jul 1997 – Feb 2019

DANA POINT, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 8

Series 24

Series 63

Registration record

First registered · July 8, 1997

Years registered · 29

Disclosure History

2014Customer Dispute·Settled

2013Customer Dispute·Closed-No Action

2008Customer Dispute·Closed-No Action

1998Employment Separation After Allegations

4 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

OPTIVEST, INC.

CRD 137070 · SEC 801-68965

AUM

$320M

Regulatory assets under management

Employees

446 client accounts

Services offered by OPTIVEST, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at OPTIVEST, INC. →

Introduction

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Frequently Asked Questions

What services does Mark Sholes Vanmourick offer?

Mark Sholes Vanmourick specializes in Financial Planning, Investment Management, Wealth Management.

What are Mark Sholes Vanmourick's credentials?

Mark Sholes Vanmourick is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Mark Sholes Vanmourick located?

Mark Sholes Vanmourick is based in DANA POINT, California, last registered with OPTIVEST, INC..

How does Mark Sholes Vanmourick charge for services?

Mark Sholes Vanmourick's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is OPTIVEST, INC.?

OPTIVEST, INC. has approximately 4 employees and manages $320M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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