Unclaimed Profile

David Forrest Firth

OPES WEALTH MANAGEMENT, LLC·CUPERTINO, California

Series 7, Series 66Clean record24 years registeredOPES WEALTH MANAGEMENT, LLC

19330 STEVENS CREEK BOULEVARD, CUPERTINO, CA 95014CRD# 4331941Firm CRD# 299704

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Forrest Firth · CUPERTINO, CA

Registration

CRD #4331941 · OPES WEALTH MANAGEMENT, LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: OPES WEALTH MANAGEMENT, LLC

OPES WEALTH MANAGEMENT, LLC

Jan 2019 – Oct 2019

CUPERTINO, CA

OPES ADVISORS, INC.

Jan 2005 – Jun 2017

PALO ALTO, CA

PACIFIC MOUNTAIN ADVISORS, INC.

May 2002 – Oct 2004

SCOTTS VALLEY, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · May 3, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

OPES WEALTH MANAGEMENT, LLC

CRD 299704 · SEC 801-114436

AUM

$590M

Regulatory assets under management

Employees

364 client accounts

Services offered by OPES WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at OPES WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does David Forrest Firth offer?

David Forrest Firth specializes in Financial Planning, Investment Management.

What are David Forrest Firth's credentials?

David Forrest Firth is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Forrest Firth located?

David Forrest Firth is based in CUPERTINO, California, last registered with OPES WEALTH MANAGEMENT, LLC.

How does David Forrest Firth charge for services?

David Forrest Firth's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is OPES WEALTH MANAGEMENT, LLC?

OPES WEALTH MANAGEMENT, LLC has approximately 9 employees and manages $590M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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