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Tracie Lynne Southerland

OPES WEALTH MANAGEMENT, LLC·MENLO PARK, California
Unclaimed Profile
535 MIDDLEFIELD ROAD, MENLO PARK, CA 94025CRD# 1376311Firm CRD# 299704
01

About

Tracie Lynne Southerland is a registered financial advisor based in MENLO PARK, California, affiliated with OPES WEALTH MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
OPES WEALTH MANAGEMENT, LLC
OPES WEALTH MANAGEMENT, LLC
AUM
$590M
Regulatory assets under management
Employees
9
Total firm employees
View all advisors at OPES WEALTH MANAGEMENT, LLC →
Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 1376311
Firm CRD# 299704
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Tracie Lynne Southerland offer?
Tracie Lynne Southerland specializes in Financial Planning, Investment Management. Contact their office in MENLO PARK, California for a consultation.
What are Tracie Lynne Southerland's credentials?
Tracie Lynne Southerland is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Tracie Lynne Southerland located?
Tracie Lynne Southerland is based in MENLO PARK, California, working with OPES WEALTH MANAGEMENT, LLC. Their office serves clients in the MENLO PARK metropolitan area and surrounding communities.
How does Tracie Lynne Southerland charge for services?
Tracie Lynne Southerland's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is OPES WEALTH MANAGEMENT, LLC?
OPES WEALTH MANAGEMENT, LLC has approximately 9 employees and manages $590M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in MENLO PARK
Mark Greenstein — DRAPER FISHER JURVETSON MANAGEMENT, LLCDonald F Wood — DFJ MANAGEMENT, LLCWarren Packard — DRAPER FISHER JURVETSON MANAGEMENT, LLCPaul Alfred Ferris — AZURE CAPITAL PARTNERS LPRhona Thompson — SIGNIA MANAGEMENT COMPANY, LLC
Nearby cities in California
SAN FRANCISCO (3797)LOS ANGELES (2042)SAN DIEGO (729)PALO ALTO (715)NEWPORT BEACH (631)
City Guides
SAN FRANCISCO GuideLOS ANGELES GuideSAN DIEGO GuidePALO ALTO GuideNEWPORT BEACH Guide
Research
Advisor Fees in CaliforniaNational Fee Analysis
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